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Detailed Report
MARC CLAUDE ZEITOUN
MARC ZEITOUN
CRD#: 2639942
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 485 Lexington Avenue
Floor 12
New York, NY 10017-2619
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 485 Lexington Ave Fl 12
NEW YORK, NY 10017-2619
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)IACOLUMBIA MANAGEMENT INVESTMENT... (CRD# 108257)2017 - Present (7 years)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2016 - Present (8 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2013 - 2016 (3 years)BGUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD# 39805)2012 - 2012 (<1 year)BSECURITY DISTRIBUTORS, INC. (CRD# 3336)2007 - 2009 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2006 (7 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1996 - 1999 (2 years)BCHEMICAL INVESTMENT SERVICES CORP. (CRD# 36312)1995 - 1996 (1 year)IASECURITY GLOBAL INVESTORS (CRD# 144107)2009 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 9/15/2016
B
Nebraska 9/15/2016
B
Alaska 9/15/2016
B
Nevada 9/15/2016
B
Arizona 9/15/2016
B
New Hampshire 9/15/2016
B
Arkansas 9/15/2016
B
New Jersey 9/15/2016
B
California 9/15/2016
B
New Mexico 9/15/2016
B
Colorado 9/15/2016
B
New York 9/15/2016
B
Connecticut 9/15/2016
IA
New York 4/7/2021
B
Delaware 9/15/2016
B
North Carolina 9/15/2016
B
District of Columbia 9/15/2016
B
North Dakota 9/15/2016
B
Florida 9/15/2016
B
Ohio 9/15/2016
B
Georgia 9/15/2016
B
Oklahoma 9/15/2016
B
Hawaii 9/15/2016
B
Oregon 9/15/2016
B
Idaho 9/15/2016
B
Pennsylvania 9/15/2016
B
Illinois 9/15/2016
B
Puerto Rico 9/15/2016
B
Indiana 9/15/2016
B
Rhode Island 9/15/2016
B
Iowa 9/15/2016
B
South Carolina 9/15/2016
B
Kansas 9/15/2016
B
South Dakota 9/15/2016
B
Kentucky 9/15/2016
B
Tennessee 9/15/2016
B
Louisiana 9/15/2016
B
Texas 9/15/2016
B
Maine 9/15/2016
B
Utah 9/15/2016
B
Maryland 9/15/2016
B
Vermont 9/15/2016
B
Massachusetts 9/15/2016
B
Virgin Islands 9/15/2016
IA
Massachusetts 5/15/2017
B
Virginia 9/15/2016
B
Michigan 9/15/2016
B
Washington 9/15/2016
B
Minnesota 9/15/2016
B
West Virginia 9/15/2016
B
Mississippi 9/15/2016
B
Wisconsin 9/15/2016
B
Missouri 9/15/2016
B
Wyoming 9/15/2016
B
Montana 9/15/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
485 Lexington Avenue Floor 12, New York, NY 10017-2619
Registered with this firm since 5/15/2017
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
485 Lexington Ave Fl 12, NEW YORK, NY 10017-2619
New York, NY
Registered with this firm since 9/15/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/07/2013 - 09/16/2016 ALPS DISTRIBUTORS, INC. (CRD#:16853) NEW YORK, NY
IA
 04/14/2009 - 05/07/2012 GUGGENHEIM INVESTMENTS (CRD#:105477) NEW YORK, NY
B
 01/12/2012 - 05/07/2012 GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD#:39805) NEW YORK, NY
B
 04/14/2009 - 05/07/2012 RYDEX DISTRIBUTORS, LLC (CRD#:40805) NEW YORK, NY
IA
 04/14/2009 - 10/12/2010 SECURITY GLOBAL INVESTORS (CRD#:144107) SAN FRANCISCO, CA
B
 10/05/2007 - 10/16/2009 SECURITY DISTRIBUTORS, INC. (CRD#:3336) TOPEKA, KS
B
 02/23/1999 - 09/21/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 09/18/1996 - 02/12/1999 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 08/16/1995 - 09/18/1996 CHEMICAL INVESTMENT SERVICES CORP. (CRD#:36312)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.