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Marcus LaGuardia
MARCOS WAYNE LAGUARDIA, MARCUS WAYNE LAGUARDIA
CRD#: 2639940
IA
Investment Adviser
B
Broker
USAA INVESTMENT SERVICES COMPANYCRD#: 5475 9800 FREDERICKSBURG ROAD
SAN ANTONIO, TX 78288
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2006 (4 years)2 FIRMS2023 - Present (2 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2007 - 2020 (12 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2006 - 2007 (1 year)BAMERITRADE (CRD# 36559)1999 - 2001 (1 year)BJ.B. OXFORD & COMPANY (CRD# 14343)1995 - 1997 (1 year)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2009 - 2018 (9 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2006 - 2008 (2 years)
License(s)

State Registrations

IA
Texas 2/8/2023

B
Texas 6/12/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
Registered with this firm since 2/8/2023

B
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
Registered with this firm since 3/24/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 06/29/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/25/2007 - 06/23/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
01/02/2009 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
08/04/2006 - 12/31/2008 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
08/04/2006 - 12/31/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
IA
03/19/2002 - 07/11/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) COLLEYVILLE, TX
B
03/19/2002 - 07/11/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) COLLEYVILLE, TX
B
04/13/1999 - 01/23/2001 AMERITRADE (CRD#:36559) BELLEVUE, NE
B
10/12/1995 - 06/23/1997 J.B. OXFORD & COMPANY (CRD#:14343) SHERMAN OAKS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.