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SCOTT PORTLOCK
SCOTT A PORTLOCK, SCOTT ALDEN PORTLOCK
CRD#: 2639917
IA
Investment Adviser
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Broker
GLOBAL WEALTH ADVISORSCRD#: 147800 500 N. Loop 1604 E. #250
San Antonio, TX 78232
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 500 N. LOOP 1604 E. #250
SAN ANTONIO, TX 78232
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2012 - Present (13 years)IAGLOBAL WEALTH ADVISORS (CRD# 147800)2024 - Present (<1 year)BAMERICAN FINANCIAL ASSOCIATES,... (CRD# 29049)2001 - 2004 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1997 (1 year)IAMACRO CONSULTING GROUP (CRD# 108755)2011 - 2012 (<1 year)IAGLOBAL INVESTMENT MANAGEMENT (CRD# 106251)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Texas 1/23/2012

IA
Texas 1/23/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLOBAL WEALTH ADVISORS (CRD#:147800)
500 N. Loop 1604 E. #250, San Antonio, TX 78232
500 N. Loop 1604 E. Suite 250, San Antonio, TX 78232
Registered with this firm since 6/4/2024

IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
500 N. LOOP 1604 E. #250, SAN ANTONIO, TX 78232
Registered with this firm since 1/23/2012

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
500 N. LOOP 1604 E. #250, SAN ANTONIO, TX 78232
Registered with this firm since 1/23/2012

Previous Registration(s)
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IA
03/09/2011 - 01/26/2012 MACRO CONSULTING GROUP (CRD#:108755) PARSIPPANY, NJ
IA
11/17/2008 - 01/21/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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11/17/2008 - 01/21/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PRINCETON, NJ
IA
07/30/2007 - 04/23/2008 SUMMIT EQUITIES INC (CRD#:11039) EDISON, NJ
IA
07/30/2007 - 04/23/2008 SUMMIT FINANCIAL RESOURCES INC (CRD#:104990) PARSIPPANY, NJ
B
09/13/2007 - 04/23/2008 SUMMIT EQUITIES, INC. (CRD#:11039) EDISON, NJ
IA
07/31/2006 - 04/20/2007 GLOBAL INVESTMENT MANAGEMENT (CRD#:106251) PRINCETON, NJ
B
08/27/2001 - 07/10/2004 AMERICAN FINANCIAL ASSOCIATES, INC. (CRD#:29049) EASTON, PA
B
09/08/1995 - 03/19/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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