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Detailed Report
BRIAN GLENN JEFFRIES
CRD#: 2639249
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 16165 N 83RD AVE
STE 140
PEORIA, AZ 85382
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alaska 2/17/2012
B
Montana 1/7/2014
B
Arizona 2/17/2012
B
Nevada 2/17/2012
IA
Arizona 3/5/2012
B
New Jersey 2/17/2012
B
Arkansas 2/17/2012
B
New Mexico 2/17/2012
B
California 2/17/2012
B
New York 2/17/2012
B
Colorado 2/17/2012
B
North Carolina 2/17/2012
B
Florida 2/17/2012
B
Ohio 6/21/2012
B
Georgia 2/17/2012
B
Oklahoma 6/15/2017
B
Idaho 11/8/2021
B
Oregon 7/10/2012
B
Illinois 2/17/2012
B
Pennsylvania 2/17/2012
B
Indiana 2/17/2012
B
South Dakota 1/7/2013
B
Iowa 1/7/2013
B
Tennessee 4/24/2023
B
Kansas 2/8/2023
B
Texas 2/17/2012
B
Kentucky 2/17/2012
IA
Texas 2/17/2012
B
Maryland 4/24/2014
B
Utah 6/4/2013
B
Massachusetts 2/17/2012
B
Virginia 2/17/2012
B
Michigan 2/17/2012
B
Washington 2/17/2012
B
Minnesota 2/17/2012
B
Wisconsin 2/17/2012
B
Missouri 2/17/2012
B
Wyoming 1/9/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Registered with this firm since 2/17/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Registered with this firm since 2/17/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 02/27/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SURPRISE, AZ
B
 06/01/2009 - 02/27/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SURPRISE, AZ
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SURPRISE, AZ
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SURPRISE, AZ
IA
 10/11/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SURPRISE, AZ
B
 08/04/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SURPRISE, AZ
IA
 10/28/2002 - 04/29/2004 MORGAN STANLEY (CRD#:7556) SURPRISE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.