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Detailed Report
JENNIFER DANIELLE TARSNEY
JENNIFER DANIELLE BUECK
CRD#: 2638788
IA
Investment Adviser
B
Broker
NEW YORK LIFE INVESTMENT MANAGEMENT LLCCRD#: 109591 North Myrtle Beach, SC
NYLIFE DISTRIBUTORS LLCCRD#: 35350 North Myrtle Beach, SC
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANEW YORK LIFE INVESTMENT MANAG... (CRD# 109591)2009 - Present (16 years)BNYLIFE DISTRIBUTORS LLC (CRD# 35350)2001 - Present (23 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)1996 - 2000 (3 years)
License(s)

State Registrations

IA
New Jersey 1/8/2009
B
South Carolina 5/3/2021
B
New York 5/24/2001
IA
South Carolina 5/4/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CRD#:109591)
North Myrtle Beach, SC
Registered with this firm since 1/8/2009
B
NYLIFE DISTRIBUTORS LLC (CRD#:35350)
North Myrtle Beach, SC
Registered with this firm since 5/24/2001
Previous Registration(s)
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B
 05/01/1996 - 04/26/2000 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.