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Detailed Report
REGINALD RAYNARD SIMMONS
REGGIE RAYNARD SIMMONS
CRD#: 2638477
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 711 E HENDERSON AVENUE
TAMPA, FL 33602
CETERA INVESTMENT SERVICES LLCCRD#: 15340 711 E HENDERSON AVENUE
TAMPA, FL 33602
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2022 - Present (2 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2021 - Present (4 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2020 - 2020 (<1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2018 - 2019 (1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - 2016 (1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2015 (1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)1999 - 2012 (12 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)1995 - 1998 (2 years)
License(s)

State Registrations

B
Florida 2/19/2021
B
Georgia 1/4/2023
IA
Florida 7/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
711 E HENDERSON AVENUE, TAMPA, FL 33602
LARGO, FL
Registered with this firm since 7/28/2022
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
711 E HENDERSON AVENUE, TAMPA, FL 33602
LARGO, FL
Registered with this firm since 2/18/2021
Previous Registration(s)
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B
 04/07/2020 - 07/10/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) TAMPA, FL
B
 08/30/2018 - 08/14/2019 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) CLEARWATER, FL
B
 10/06/2015 - 10/25/2016 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) CLEARWATER, FL
B
 09/04/2013 - 06/12/2015 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ST. PETERSBURG, FL
B
 07/09/1999 - 01/23/2012 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ST. PETERSBURG, FL
B
 08/28/1995 - 07/07/1998 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.