Individual Firm
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Frank William Armitage
CRD#: 2637797
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 5411 Skycenter Drive
Suite 250
Tampa, FL 33607
Suite 250
Tampa, FL 33607
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10/13/1987
Criminal
Final Disposition
State Registrations
B
Florida 6/30/2017
B
Georgia 7/6/2017
IA
Florida 6/30/2017
SRO Registrations
B
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IA
Registered with this firm since 6/30/2017
B
Registered with this firm since 6/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2011 - 06/27/2017 | TAMPA, FL | |
B | 06/10/2011 - 06/27/2017 | TAMPA, FL | |
IA | 02/03/2010 - 05/31/2011 | TAMPA, FL | |
B | 01/04/2010 - 05/27/2011 | TAMPA, FL | |
IA | 06/17/2008 - 04/08/2009 | CLEARWATER, FL | |
IA | 06/17/2008 - 04/08/2009 | CLEARWATER, FL | |
B | 07/10/2008 - 04/08/2009 | FORT WAYNE, IN | |
B | 07/10/2008 - 04/08/2009 | FORT WAYNE, IN | |
IA | 01/12/2005 - 10/15/2007 | ST. PETERSBURG, FL | |
B | 08/14/2002 - 10/15/2007 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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