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Detailed Report
SHAWN PAUL BOWEN
SHAWN BILL BOWEN
CRD#: 2637738
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 14595 N SCOTTSDALE RD
SCOTTSDALE, AZ 85254
Registration History
19952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (14 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2000 - 2005 (5 years)BFORTIS INVESTORS, INC. (CRD# 421)1995 - 2000 (4 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)
Disclosure(s)
View By:
12/20/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/3/2011
B
Nevada 8/29/2011
IA
Arizona 1/3/2011
B
New Hampshire 11/22/2024
B
California 1/3/2011
B
New York 10/1/2021
B
Colorado 3/13/2012
B
North Carolina 1/16/2013
B
Delaware 3/11/2024
B
Ohio 1/3/2011
B
Florida 10/1/2021
B
Oregon 3/10/2022
B
Georgia 11/10/2020
B
Pennsylvania 1/3/2011
B
Hawaii 10/1/2021
B
South Carolina 2/14/2011
B
Idaho 10/1/2021
B
Tennessee 1/27/2015
B
Illinois 5/19/2014
B
Texas 7/6/2017
B
Indiana 12/9/2024
IA
Texas 7/6/2017
B
Iowa 6/20/2019
B
Utah 6/7/2017
B
Kansas 3/22/2023
B
Virginia 12/5/2022
B
Kentucky 9/1/2023
B
Washington 1/3/2011
B
Michigan 10/1/2021
B
Wisconsin 4/20/2015
B
Minnesota 2/2/2023
B
Wyoming 6/27/2024
B
Nebraska 1/29/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
14595 N SCOTTSDALE RD, SCOTTSDALE, AZ 85254
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
14595 N SCOTTSDALE RD, SCOTTSDALE, AZ 85254
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/11/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
 02/29/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
IA
 07/06/2005 - 02/13/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SCOTTSDALE, AZ
B
 07/06/2005 - 02/13/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SCOTTSDALE, AZ
IA
 02/28/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) SCOTTSDALE, AZ
B
 05/30/2000 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 08/02/1995 - 05/16/2000 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.