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JAMES DAVID MCMANUS
JAMES MCMANUS
CRD#: 2637053
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1360 RUE DE JEAN AVE
MYRTLE BEACH, SC 29579
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 1999 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2004 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1999 (2 years)BLEW LIEBERBAUM & CO., INC. (CRD# 17341)1995 - 1996 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2009 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2001 - 2004 (3 years)
Disclosure(s)
View By:
3/8/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 4/22/2014

B
New Jersey 6/10/2014

B
Florida 12/13/2021

B
Ohio 2/11/2020

B
Massachusetts 5/19/2014

B
South Carolina 5/30/2014

B
New Hampshire 4/28/2014

IA
South Carolina 10/18/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1360 RUE DE JEAN AVE, MYRTLE BEACH, SC 29579
Registered with this firm since 4/22/2014

B
LPL FINANCIAL LLC (CRD#:6413)
1360 RUE DE JEAN AVE, MYRTLE BEACH, SC 29579
Registered with this firm since 4/22/2014

Previous Registration(s)
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IA
03/27/2009 - 04/25/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW HAVEN, CT
B
03/27/2009 - 04/25/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW HAVEN, CT
IA
01/02/2009 - 03/27/2009 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAINT PETERSBURG, FL
B
01/26/2004 - 03/27/2009 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) WALLINGFORD, CT
IA
02/04/2004 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) WALLINGFORD, CT
IA
01/18/2001 - 01/29/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) HARTFORD, CT
B
10/22/1999 - 01/29/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
07/15/1999 - 10/12/1999 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
03/16/1999 - 07/14/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
06/06/1996 - 01/19/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
09/12/1995 - 08/14/1996 LEW LIEBERBAUM & CO., INC. (CRD#:17341) GARDEN CITY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.