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ANDREA JO BUSCHUR
ANDREA J BUSCHUR, ANDREA BUSCHUR
CRD#: 2636812
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 32 N. MAIN STREET
BOX 1025
BELMONT, NC 28012
BOX 1025
BELMONT, NC 28012
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Florida 11/22/2024
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South Carolina 11/14/2024
B
Georgia 11/14/2024
IA
South Carolina 11/14/2024
B
North Carolina 11/14/2024
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Texas 11/14/2024
IA
North Carolina 11/14/2024
IA
Texas 11/14/2024
B
Ohio 11/14/2024
B
Wisconsin 11/14/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2012 - 11/14/2024 | CHARLOTTE, NC | |
B | 07/18/2012 - 11/14/2024 | CHARLOTTE, NC | |
IA | 03/20/2007 - 07/09/2012 | MINT HILL, NC | |
B | 09/06/2002 - 07/09/2012 | MINT HILL, NC | |
B | 09/06/2002 - 07/09/2007 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.