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Detailed Report
Ricardo GRACIANO
RICARDO GRACIANO JR, RICHARD GRACIANO
CRD#: 2636524
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 18400 VON KARMAN AVENUE
SUITE 400
IRVINE, CA 92612
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2025 (7 years)2 FIRMS2025 - Present (<1 year)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2007 - 2009 (1 year)BGWFS EQUITIES, INC. (CRD# 13109)2006 - 2007 (<1 year)BUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2005 - 2006 (1 year)BDUERR FINANCIAL CORPORATION (CRD# 18558)2003 - 2005 (1 year)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2002 - 2003 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2002 (5 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1996 - 1997 (<1 year)IABANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2008 - 2009 (<1 year)
Disclosure(s)
View By:
5/20/2016
Financial
Final
9/10/2015
Financial
Final
License(s)

State Registrations

B
California 1/24/2025
B
Nevada 1/24/2025
IA
California 1/24/2025
B
New Mexico 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
18400 VON KARMAN AVENUE SUITE 400, IRVINE, CA 92612
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
18400 VON KARMAN AVENUE SUITE 400, IRVINE, CA 92612
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 03/17/2017 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) IRVINE, CA
B
 03/17/2017 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) IRVINE, CA
B
 08/03/2016 - 04/06/2017 SILBER BENNETT FINANCIAL, INC. (CRD#:156435) ENCINO, CA
IA
 08/03/2016 - 03/07/2017 CLARAPHI ADVISORY NETWORK, LLC (CRD#:165868) LAGUNA HILLS, CA
IA
 08/01/2012 - 07/06/2016 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST COVINA, CA
B
 08/01/2012 - 07/06/2016 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST COVINA, CA
IA
 09/01/2009 - 07/02/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) WEST COVINA, CA
B
 08/31/2009 - 07/02/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) WEST COVINA, CA
IA
 10/16/2008 - 08/21/2009 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PASADENA, CA
B
 11/27/2007 - 08/21/2009 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PASADENA, CA
B
 12/04/2006 - 11/27/2007 GWFS EQUITIES, INC. (CRD#:13109) GLENDALE, CA
B
 03/09/2005 - 11/07/2006 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) LOS ANGELES, CA
B
 06/20/2003 - 02/16/2005 DUERR FINANCIAL CORPORATION (CRD#:18558) CHINO HILLS, CA
B
 07/23/2002 - 06/05/2003 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
 01/31/1997 - 07/18/2002 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
 11/05/1996 - 01/31/1997 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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