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SANDRA KAY ENGSTROM
SANDI TIETZE, SANDRA KAY TIETZE, SANDI KAY WASHBURN, SANDI WASHBURN, SANDRA KAY WASHBURN…
CRD#: 2636305
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4001 MACARTHUR BLVD.
SUITE 300
NEWPORT BEACH, CA 92660
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3300 PGA BLVD STE 900
PALM BEACH GARDENS, FL 33410
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2003 (5 years)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2015 (9 years)2 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2015 - 2023 (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 1997 (1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2016 - 2023 (7 years)
Disclosure(s)
View By:
5/12/2004
Customer Dispute
Closed-No Action
2/27/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 8/10/2023

B
Pennsylvania 8/10/2023

IA
Arizona 8/10/2023

B
South Carolina 1/5/2024

B
California 8/10/2023

B
Tennessee 8/10/2023

B
Florida 6/16/2023

B
Texas 6/11/2024

IA
Florida 8/10/2023

IA
Texas 6/11/2024

B
New Hampshire 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4001 MACARTHUR BLVD. SUITE 300, NEWPORT BEACH, CA 92660
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3300 PGA BLVD STE 900, PALM BEACH GARDENS, FL 33410
3514 N Power Road Suite 115, Mesa, AZ 85215
Registered with this firm since 6/15/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/05/2016 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Mesa, AZ
B
12/24/2015 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Mesa, AZ
IA
12/19/2006 - 12/28/2015 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) LADY LAKE, FL
B
12/12/2006 - 12/28/2015 PRUCO SECURITIES, LLC. (CRD#:5685) LADY LAKE, FL
IA
08/13/2004 - 12/05/2006 IRONSTONE SECURITIES, INC. (CRD#:130335) NAPLES, FL
B
07/16/2004 - 12/05/2006 IRONSTONE SECURITIES, INC. (CRD#:130335) NAPLES, FL
IA
06/17/2003 - 09/21/2004 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) NAPLES, FL
B
06/04/2003 - 09/21/2004 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
IA
09/26/1997 - 06/04/2003 MORGAN STANLEY (CRD#:7556) NAPLES, FL
B
09/22/1997 - 06/04/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
08/26/1996 - 08/28/1997 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.