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Detailed Report
GREGORY DALE SCHLITTER
GREGORD DALE SCHLITTER
CRD#: 2635967
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 300 S MAIN
WICHITA, KS 67202
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 1996 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
Disclosure(s)
View By:
6/1/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/8/2020
B
Missouri 8/11/2017
B
Arizona 2/20/2019
B
Montana 2/14/2025
B
Arkansas 8/11/2017
B
Nebraska 4/23/2024
B
California 8/11/2017
B
New Mexico 8/11/2017
B
Colorado 8/11/2017
B
New York 5/10/2019
B
Florida 5/10/2019
B
North Carolina 9/14/2020
B
Georgia 8/11/2017
B
Oklahoma 10/11/2023
B
Illinois 5/9/2019
B
Oregon 7/27/2022
B
Indiana 3/29/2023
IA
Oregon 7/27/2022
B
Kansas 8/11/2017
B
South Carolina 5/14/2019
IA
Kansas 8/11/2017
B
Tennessee 11/3/2020
B
Kentucky 5/3/2024
B
Texas 8/11/2017
B
Maryland 5/16/2019
IA
Texas 8/11/2017
B
Massachusetts 8/11/2017
B
Utah 2/8/2019
B
Michigan 1/11/2024
B
Washington 5/13/2019
B
Minnesota 5/13/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
300 S MAIN, WICHITA, KS 67202
Registered with this firm since 8/11/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
300 S MAIN, WICHITA, KS 67202
Registered with this firm since 8/11/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 08/14/2017 MORGAN STANLEY (CRD#:149777) WICHITA, KS
B
 06/01/2009 - 08/14/2017 MORGAN STANLEY (CRD#:149777) WICHITA, KS
IA
 01/02/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WICHITA, KS
B
 01/02/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WICHITA, KS
IA
 01/01/2008 - 01/16/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) WICHITA, KS
B
 01/01/2008 - 01/16/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) WICHITA, KS
B
 12/03/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WICHITA, KS
IA
 12/16/1997 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WICHITA, KS
B
 08/22/1995 - 12/05/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.