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IAIN A WALKER
CRD#: 2635954
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 6654 GUNPARK DR
STE 101
BOULDER, CO 80301
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2009 (8 years)2 FIRMS2009 - Present (15 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2001 (5 years)
License(s)

State Registrations

B
Alabama 4/29/2011

B
Maryland 3/13/2009

B
Alaska 3/10/2010

B
Massachusetts 12/8/2015

B
Arizona 6/5/2017

B
Missouri 3/13/2009

B
California 3/13/2009

B
Nevada 3/31/2021

B
Colorado 3/13/2009

B
Pennsylvania 12/6/2024

IA
Colorado 3/13/2009

B
Texas 4/27/2009

B
Delaware 5/10/2017

IA
Texas 8/23/2016

B
Florida 3/13/2009

B
Washington 3/10/2010

B
Georgia 1/3/2023

B
West Virginia 2/4/2020

B
Idaho 12/6/2021

B
Wisconsin 3/13/2009

B
Illinois 5/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
6654 GUNPARK DR STE 101, BOULDER, CO 80301
Registered with this firm since 3/13/2009

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
6654 GUNPARK DR STE 101, BOULDER, CO 80301
Registered with this firm since 3/13/2009

Previous Registration(s)
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IA
04/26/2001 - 04/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOMFIELD, CO
B
04/06/2001 - 04/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOMFIELD, CO
B
09/15/1995 - 04/12/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.