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STEVEN LEE FERRIS
CRD#: 2635812
IA
B
LPL FINANCIAL LLCCRD#: 6413 7160 S. 29TH STREET STE 5
LINCOLN, NE 68516
LINCOLN, NE 68516
0
Disclosures
29
Years of Experience
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State Registrations
B
Arizona 10/31/2005
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Montana 11/24/2023
B
Arkansas 3/24/2019
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Nebraska 10/31/2005
B
California 10/31/2005
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Nebraska 11/3/2005
B
Colorado 10/15/2008
B
New Jersey 11/14/2014
B
Florida 10/31/2005
B
North Carolina 7/27/2015
B
Idaho 11/12/2024
B
Oklahoma 10/31/2005
B
Illinois 1/7/2022
B
Oregon 9/16/2015
B
Indiana 1/25/2021
B
South Carolina 4/8/2022
B
Iowa 10/31/2005
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South Dakota 10/31/2005
B
Kansas 10/31/2005
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Texas 3/19/2012
B
Maryland 11/4/2024
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Texas 1/7/2022
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Michigan 1/16/2018
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Washington 10/10/2013
B
Minnesota 1/26/2011
B
Wisconsin 2/11/2022
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Missouri 8/9/2010
SRO Registrations
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Registered with this firm since 11/3/2005
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Registered with this firm since 10/31/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/2001 - 11/01/2005 | LINCOLN, NE | |
B | 02/20/2001 - 11/01/2005 | PURCHASE, NY | |
B | 09/18/1995 - 02/27/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.