• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEFFREY SETH COHEN
CRD#: 2635360
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 10632 LITTLE PATUXEN PKWY
SUITE 326
COLUMBIA, MD 21044
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 10632 LITTLE PATUXENT PKWY
SUITE 326
COLUMBIA, MD 21044
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1999 - 2005 (5 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1997 - 1999 (1 year)BWMA SECURITIES, INC. (CRD# 32625)1995 - 1997 (2 years)IAPROSTATIS FINANCIAL ADVISORS G... (CRD# 132662)2004 - 2005 (<1 year)IAASSET & FINANCIAL PLANNING, LTD (CRD# 110709)2002 - 2005 (2 years)IAGILMAN + CIOCIA, INC. (CRD# 110847)2000 - 2003 (3 years)
Disclosure(s)
View By:
4/1/1998
Regulatory
Final
License(s)

State Registrations

B
Florida 1/6/2010

B
North Carolina 4/13/2005

B
Hawaii 1/27/2023

B
Pennsylvania 4/12/2005

B
Maryland 1/25/2005

B
Virginia 1/3/2014

IA
Maryland 6/14/2005

B
Wisconsin 1/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
10632 LITTLE PATUXEN PKWY SUITE 326, COLUMBIA, MD 21044
Registered with this firm since 6/14/2005

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
10632 LITTLE PATUXENT PKWY SUITE 326, COLUMBIA, MD 21044
REISTERSTOWN, MD
Registered with this firm since 1/25/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/26/2004 - 03/23/2005 PROSTATIS FINANCIAL ADVISORS GROUP, LLC (CRD#:132662) GLEN BERNIE, MD
IA
10/24/2002 - 01/21/2005 ASSET & FINANCIAL PLANNING, LTD (CRD#:110709) POUGHKEEPSIE, NY
B
02/04/1999 - 01/21/2005 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
IA
01/21/2000 - 11/14/2003 GILMAN + CIOCIA, INC. (CRD#:110847) POUGHKEEPSIE, NY
B
08/20/1997 - 02/05/1999 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
08/04/1995 - 08/11/1997 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.