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MOLLY ANN SHRAUNER
MOLLY A SHRAUNER
CRD#: 2634699
IA
Investment Adviser
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Previous Broker
FORWARD FINANCIAL ADVISORS, LLCCRD#: 307677 NORTH BAY VILLAGE, FL
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1995 - 1995 (<1 year)2 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - 2019 (2 years)IAFORWARD FINANCIAL ADVISORS, LLC (CRD# 307677)2020 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 2007 (11 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2007 (6 years)
Disclosure(s)
View By:
8/15/2019
Employment Separation After Allegations
License(s)

State Registrations

IA
Florida 6/24/2020

IA
Texas 2/26/2020

Current Registration(s)
IA
FORWARD FINANCIAL ADVISORS, LLC (CRD#:307677)
NORTH BAY VILLAGE, FL
Registered with this firm since 2/26/2020

Previous Registration(s)
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05/05/2017 - 08/30/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) Miami, FL
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05/05/2017 - 08/30/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) Miami, FL
IA
10/22/2010 - 05/12/2017 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MIAMI, FL
B
10/14/2010 - 05/12/2017 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MIAMI, FL
IA
08/31/2000 - 03/14/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHICAGO, IL
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12/12/1995 - 03/14/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHICAGO, IL
B
07/25/1995 - 09/26/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/25/1995 - 09/26/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.