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TREVOR DOUGLAS HARKNESS
TREVOR DOUGLASS HARKNESS
CRD#: 2634355
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 236 PONTE VEDRA PARK DR #101
PONTE VEDRA BEACH, FL 32082
PONTE VEDRA BEACH, FL 32082
THE BALDWIN GROUP SECURITIES, LLCCRD#: 312876 6720-B ROCKLEDGE DRIVE
SUITE 450
BETHESDA, MD 20817
SUITE 450
BETHESDA, MD 20817
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 9/30/2024
B
New Hampshire 12/8/2023
B
California 4/3/2013
B
New Jersey 11/30/2017
B
Colorado 8/25/2021
B
New York 2/2/2023
B
Connecticut 1/25/2022
B
North Carolina 2/1/2010
B
Florida 2/1/2010
B
Oregon 4/14/2022
IA
Florida 5/27/2016
B
Pennsylvania 11/6/2023
B
Georgia 9/4/2014
B
South Carolina 2/1/2010
B
Illinois 2/1/2010
B
Texas 10/27/2023
B
Indiana 4/17/2024
IA
Texas 10/27/2023
B
Kentucky 12/8/2023
B
Virginia 10/7/2013
B
Maryland 1/4/2018
B
Washington 12/8/2023
B
Massachusetts 10/24/2012
B
West Virginia 2/1/2010
SRO Registrations
B
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IA
Registered with this firm since 5/27/2016
B
Registered with this firm since 3/20/2024
B
Registered with this firm since 2/1/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/23/2010 - 09/22/2016 | AUSTIN, TX | |
IA | 03/14/1996 - 02/04/2010 | PONTE VEDRA BEACH, FL | |
B | 03/07/1996 - 02/04/2010 | PONTE VEDRA BEACH, FL | |
B | 03/08/1996 - 04/05/2006 | FORT WAYNE, IN | |
B | 07/28/1995 - 11/02/1995 | NEW YORK, NY | |
B | 07/07/1995 - 08/17/1995 | NEW YORK, NY |
NEW YORK, NY
07/28/1995 - 11/02/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.