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Detailed Report
STOKES ANDREW BAIRD
CRD#: 2634158
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 297 N HUBBARDS LN 2ND & 3RD FL
LOUISVILLE, KY 40207
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)1995 - 2008 (12 years)IAHILLIARD LYONS (CRD# 453)2004 - 2008 (4 years)
License(s)

State Registrations

B
California 1/9/2024
IA
Kentucky 12/7/2018
B
Georgia 12/7/2018
B
Michigan 12/7/2018
B
Indiana 12/12/2018
B
North Carolina 1/2/2025
B
Kentucky 12/7/2018
B
South Carolina 6/3/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
297 N HUBBARDS LN 2ND & 3RD FL, LOUISVILLE, KY 40207
GOSHEN, KY
Registered with this firm since 12/7/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
297 N HUBBARDS LN 2ND & 3RD FL, LOUISVILLE, KY 40207
GOSHEN, KY
Registered with this firm since 12/7/2018
Previous Registration(s)
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IA
 06/01/2009 - 12/11/2018 MORGAN STANLEY (CRD#:149777) LOUISVILLE, KY
B
 06/01/2009 - 12/11/2018 MORGAN STANLEY (CRD#:149777) LOUISVILLE, KY
IA
 03/20/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOUISVILLE, KY
B
 03/20/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOUISVILLE, KY
IA
 01/07/2004 - 03/24/2008 HILLIARD LYONS (CRD#:453) LOUISVILLE, KY
B
 08/21/1995 - 03/24/2008 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.