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Detailed Report
JAMES VONDRAK
JAMES WILLIAM VONDRAK
CRD#: 2633578
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 TAMPA, FL
IFP SECURITIES, LLCCRD#: 297287 TAMPA, FL
Registration History
1995200020052010201520202025IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2004 - Present (20 years)BIFP SECURITIES, LLC (CRD# 297287)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (9 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2003 - 2009 (6 years)BLIFEMARK SECURITIES CORP. (CRD# 16204)1999 - 2002 (3 years)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)1999 - 1999 (<1 year)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)1998 - 1999 (1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1997 - 1998 (<1 year)BFORTH FINANCIAL SECURITIES, CO... (CRD# 14363)1995 - 1997 (2 years)IAWILLIAM E. HAMM & ASSOCIATES,INC (CRD# 125112)2004 - 2005 (1 year)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2004 - 2004 (<1 year)
License(s)

State Registrations

IA
Florida 8/3/2004
B
Illinois 5/23/2019
B
Florida 5/23/2019
IA
Texas 2/22/2013
B
Georgia 5/23/2019
B
Texas 5/23/2019
IA
Illinois 1/8/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
TAMPA, FL
Registered with this firm since 8/3/2004
B
IFP SECURITIES, LLC (CRD#:297287)
TAMPA, FL
Registered with this firm since 5/23/2019
Previous Registration(s)
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B
 09/08/2009 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
B
 01/13/2003 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) TAMPA, FL
IA
 08/03/2004 - 12/31/2005 WILLIAM E. HAMM & ASSOCIATES,INC (CRD#:125112) TAMPA, FL
IA
 05/03/2004 - 10/21/2004 MUTUAL SERVICE CORPORATION (CRD#:4806) TAMPA, FL
B
 10/20/1999 - 12/16/2002 LIFEMARK SECURITIES CORP. (CRD#:16204) ROCHESTER, NY
B
 01/20/1999 - 10/04/1999 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
B
 01/20/1998 - 01/15/1999 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) KANSAS CITY, MO
B
 12/01/1997 - 01/12/1998 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
 08/15/1995 - 12/01/1997 FORTH FINANCIAL SECURITIES, CORPORATION (CRD#:14363) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.