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DOUGLAS SCOTT FRANCIS ELLIS
CRD#: 2633217
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 Vacaville, CA
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 Vacaville, CA
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAAVANTAX ADVISORY SERVICES (CRD# 104556)2005 - Present (20 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)1995 - Present (29 years)
License(s)

State Registrations

B
California 10/25/1995

B
Oregon 1/31/2020

IA
California 1/11/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
Vacaville, CA
Registered with this firm since 1/11/2005

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
Vacaville, CA
Registered with this firm since 10/25/1995

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.