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LANA GAIL CALTON
LANA GAIL GIAUDRONE
CRD#: 2632106
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 717 N. Harwood Street
Suite 3400
DALLAS, TX 75201
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAHILLTOP SECURITIES INC. (CRD# 6220)2017 - Present (7 years)BHILLTOP SECURITIES INC. (CRD# 6220)1997 - Present (27 years)BBROKERS TRANSACTION SERVICES, INC. (CRD# 17587)1996 - 1997 (<1 year)
License(s)

State Registrations

B
Texas 1/2/2014

IA
Texas 8/14/2017

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. Harwood Street Suite 3400, DALLAS, TX 75201
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 8/14/2017

B
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. Harwood Street Suite 3400, DALLAS, TX 75201
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 6/20/1997

Previous Registration(s)
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B
09/19/1996 - 06/20/1997 BROKERS TRANSACTION SERVICES, INC. (CRD#:17587) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
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