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DOUGLAS S WARD
DOUG WARD
CRD#: 2631829
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 401 HACKENSACK AVE
STE 901
HACKENSACK, NJ 07601
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1995 - 2007 (11 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (4 years)
License(s)

State Registrations

B
California 7/11/2019

IA
New Jersey 7/12/2019

B
Colorado 7/11/2019

B
New Mexico 7/11/2019

B
Connecticut 7/11/2019

B
New York 7/11/2019

B
Delaware 7/11/2019

IA
New York 8/23/2024

B
Florida 7/11/2019

B
North Carolina 7/11/2019

B
Georgia 7/11/2019

B
Pennsylvania 7/11/2019

B
Illinois 4/13/2022

B
South Carolina 7/11/2019

B
Indiana 4/22/2020

B
Tennessee 7/13/2023

B
Maine 3/11/2022

B
Texas 7/11/2019

B
Maryland 7/11/2019

IA
Texas 7/11/2019

B
Massachusetts 7/11/2019

B
Virginia 7/11/2019

B
Missouri 7/11/2019

B
Washington 7/11/2019

B
New Jersey 7/11/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
401 HACKENSACK AVE STE 901, HACKENSACK, NJ 07601
NEW CITY, NY
Registered with this firm since 7/11/2019

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
401 HACKENSACK AVE STE 901, HACKENSACK, NJ 07601
NEW CITY, NY
Registered with this firm since 7/11/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/12/2019 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
06/01/2009 - 07/12/2019 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PARAMUS, NJ
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PARAMUS, NJ
IA
07/15/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PARAMUS, NJ
B
08/14/1995 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PARAMUS, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.