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Detailed Report
GARY WILLIAM RAWDON
CRD#: 2630982
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 290 Congress St
BOSTON, MA 02210
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2008 (1 year)BCOLUMBIA MANAGEMENT DISTRIBUTO... (CRD# 30683)1996 - 2006 (10 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Louisiana 5/1/2010
B
Massachusetts 5/1/2010
B
Maine 5/1/2010
IA
Massachusetts 5/1/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
290 Congress St, BOSTON, MA 02210
Weymouth, MA
Registered with this firm since 5/1/2010
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
290 CONGRESS STREET, BOSTON, MA 02210
Registered with this firm since 5/1/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/01/2008 - 05/07/2010 BOFA ADVISORS, LLC (CRD#:107900) BOSTON, MA
B
 05/01/2008 - 05/01/2010 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
IA
 06/25/2007 - 05/01/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 11/07/2006 - 05/01/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 07/29/1996 - 11/07/2006 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.