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RUFINO FERNANDO AUTUS
RUFINO FERNANDO AUTUS JR, RUFINO AUTUS JR
CRD#: 2630947
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 4370 LA JOLLA VILLAGE DR.
SUITE 400
SAN DIEGO, CA 92122
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2010 (7 years)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2023 (9 years)2 FIRMS2023 - Present (2 years)BAXA ADVISORS, LLC (CRD# 6627)1995 - 2002 (7 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1995 - 2000 (4 years)IAAXA ADVISORS, LLC (CRD# 6627)2000 - 2002 (2 years)
License(s)

State Registrations

B
California 1/19/2023

B
Texas 8/22/2023

IA
California 1/20/2023

B
Washington 2/15/2023

B
Nevada 1/31/2025

IA
Washington 2/16/2023

IA
Nevada 1/31/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
SAN DIEGO, CA
Registered with this firm since 1/20/2023

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
SAN DIEGO, CA
Registered with this firm since 1/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2013 - 02/16/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) San Diego, CA
B
07/30/2013 - 02/16/2023 E*TRADE SECURITIES LLC (CRD#:29106) San Diego, CA
IA
06/28/2010 - 07/26/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ENCINITAS, CA
B
06/28/2010 - 07/26/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ENCINITAS, CA
IA
11/12/2003 - 07/01/2010 CENTAURUS FINANCIAL, INC. (CRD#:30833) POWAY, CA
B
01/27/2003 - 07/01/2010 CENTAURUS FINANCIAL, INC. (CRD#:30833) POWAY, CA
IA
07/28/2000 - 11/11/2002 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
B
09/01/1995 - 11/11/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
09/01/1995 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.