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Sean Michael Murphy
SEAN MICHAEL MURPHY
CRD#: 2630916
IA
Investment Adviser
B
Broker
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCRD#: 157714 Dallas, TX
ALEXANDER CAPITAL, L.P.CRD#: 40077 Dallas, TX
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS1998 - 1998 (<1 year)2 FIRMS2018 - 2020 (2 years)2 FIRMS2025 - Present (<1 year)BMD GLOBAL PARTNERS, LLC (CRD# 140988)2020 - 2025 (4 years)BNEWBRIDGE SECURITIES CORPORATION (CRD# 104065)2011 - 2018 (6 years)BMAXIM GROUP LLC (CRD# 120708)2003 - 2011 (8 years)BMURJEN FINANCIAL, INC. (CRD# 100340)2002 - 2003 (<1 year)BFIRST REPUBLIC GROUP, LLC (CRD# 39781)1999 - 2002 (3 years)BNICHOLS, SAFINA, LERNER & CO. INC. (CRD# 35476)1995 - 1998 (2 years)IAAXCESS GLOBAL INVESTMENTS LLC (CRD# 311401)2021 - 2022 (1 year)
Disclosure(s)
View By:
1/8/2024
Financial
Final
2/22/1999
Regulatory
Final
6/12/1998
Regulatory
Final
License(s)

State Registrations

B
California 1/23/2025

B
New York 1/26/2025

B
Florida 1/24/2025

B
North Carolina 1/27/2025

B
Georgia 1/24/2025

B
Pennsylvania 1/23/2025

B
Illinois 1/24/2025

B
South Carolina 1/30/2025

B
Iowa 1/23/2025

IA
Texas 1/13/2025

B
Michigan 1/27/2025

B
Texas 1/24/2025

B
New Jersey 1/24/2025

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ALEXANDER CAPITAL, L.P. (CRD#:40077)
Dallas, TX
Registered with this firm since 1/22/2025

IA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC (CRD#:157714)
Dallas, TX
Registered with this firm since 1/13/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/20/2020 - 01/27/2025 MD GLOBAL PARTNERS, LLC (CRD#:140988) NEW YORK, NY
IA
06/24/2021 - 12/31/2022 AXCESS GLOBAL INVESTMENTS LLC (CRD#:311401) DALLAS, TX
IA
06/28/2018 - 12/14/2020 MAXIM FINANCIAL ADVISORS LLC (CRD#:139366) NEW YORK, NY
B
03/05/2018 - 12/14/2020 MAXIM GROUP LLC (CRD#:120708) NEW YORK, NY
B
12/19/2011 - 03/07/2018 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) NEW YORK, NY
B
07/22/2003 - 12/12/2011 MAXIM GROUP LLC (CRD#:120708) NEW YORK, NY
B
10/16/2002 - 08/19/2003 MURJEN FINANCIAL, INC. (CRD#:100340) SYOSSET, NY
B
01/25/1999 - 10/03/2002 FIRST REPUBLIC GROUP, LLC (CRD#:39781)
FINRA expelled the firm on 09/23/2009
NEW YORK, NY
B
07/14/1998 - 11/13/1998 BLUESTONE CAPITAL PARTNERS, L.P. (CRD#:36189) NEW YORK, NY
B
04/28/1998 - 07/02/1998 FIRST SECURITY INVESTMENTS, INC. (CRD#:24035) KINGSTON, PA
B
02/26/1998 - 03/10/1998 NORTHEAST SECURITIES, INC. (CRD#:25996) MITCHELFIELD, NY
B
09/12/1995 - 01/30/1998 NICHOLS, SAFINA, LERNER & CO. INC. (CRD#:35476) NEW YORK, NY
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.