Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JENNIFER ASHLEY MINTON
CRD#: 2630710
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 200 JOSEPHINE ST
DENVER, CO 80206
DENVER, CO 80206
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 2/22/2018
B
Nevada 3/10/2009
B
Arizona 6/19/2006
B
New Hampshire 3/10/2009
B
California 6/19/2006
B
New Jersey 3/10/2009
B
Colorado 8/29/2006
B
New Mexico 6/19/2006
IA
Colorado 1/22/2008
B
New York 3/10/2009
B
Connecticut 3/10/2009
B
North Carolina 3/11/2009
B
Florida 3/10/2009
B
North Dakota 4/25/2024
B
Georgia 3/10/2009
B
Ohio 3/11/2009
B
Hawaii 6/19/2006
IA
Oklahoma 11/13/2007
B
Idaho 8/28/2017
B
Oklahoma 6/22/2023
B
Illinois 3/10/2009
B
Oregon 3/10/2009
B
Indiana 3/4/2024
B
Pennsylvania 4/10/2023
B
Iowa 1/29/2024
B
South Carolina 3/10/2009
B
Kansas 6/19/2006
B
South Dakota 10/1/2021
B
Louisiana 4/25/2024
B
Tennessee 4/16/2012
B
Maine 11/16/2022
B
Texas 3/10/2009
B
Maryland 11/25/2024
IA
Texas 3/10/2009
B
Massachusetts 9/9/2021
B
Utah 3/10/2009
B
Michigan 3/10/2009
B
Virginia 5/16/2022
B
Minnesota 3/10/2009
B
Washington 3/10/2009
B
Missouri 2/17/2020
B
Wisconsin 3/10/2009
B
Montana 6/19/2006
B
Wyoming 6/19/2006
B
Nebraska 10/15/2019
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/13/2007
B
Registered with this firm since 8/25/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/30/1998 - 12/31/2004 | GREENWOOD VILLAGE, CO | |
B | 11/14/1996 - 07/31/1998 | NEW YORK, NY | |
B | 12/12/1995 - 12/03/1996 | MINNEAPOLIS, MN | |
B | 12/12/1995 - 12/03/1996 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.