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David Stecker
DAVID PHILIP STECKER
CRD#: 2629802
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5100 Town Center Circle
Boca Raton, FL 33486
Registration History
19952000200520102015202020252 FIRMS1998 - 1998 (<1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2021 - Present (3 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2021 - 2023 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2021 (12 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2000 - 2007 (6 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)BGLENN MICHAEL FINANCIAL, INC. (CRD# 37912)1999 - 2000 (1 year)BHD BROUS & CO., INC. (CRD# 22062)1998 - 1999 (<1 year)BPHD CAPITAL (CRD# 38785)1997 - 1997 (<1 year)BSTERLING FOSTER & COMPANY, INC. (CRD# 36052)1995 - 1997 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - 2021 (<1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 9/29/2023

B
Nebraska 10/17/2023

B
Alaska 10/17/2023

B
Nevada 9/29/2023

B
Arizona 9/29/2023

B
New Hampshire 9/29/2023

B
Arkansas 10/17/2023

B
New Jersey 9/29/2023

B
California 9/29/2023

B
New Mexico 9/29/2023

B
Colorado 9/29/2023

B
New York 9/29/2023

B
Connecticut 9/29/2023

B
North Carolina 9/29/2023

B
Delaware 9/29/2023

B
North Dakota 10/17/2023

B
District of Columbia 9/29/2023

B
Ohio 9/29/2023

IA
Florida 3/19/2021

B
Oklahoma 9/29/2023

B
Florida 9/29/2023

B
Oregon 9/29/2023

B
Georgia 9/29/2023

B
Pennsylvania 9/29/2023

B
Hawaii 9/29/2023

B
Puerto Rico 10/17/2023

B
Idaho 10/17/2023

B
Rhode Island 9/29/2023

B
Illinois 9/29/2023

B
South Carolina 9/29/2023

B
Indiana 10/17/2023

B
South Dakota 10/17/2023

B
Iowa 10/17/2023

B
Tennessee 10/17/2023

B
Kansas 10/17/2023

B
Texas 9/29/2023

B
Kentucky 10/17/2023

IA
Texas 10/12/2023

B
Louisiana 9/29/2023

B
Utah 9/29/2023

B
Maine 9/29/2023

B
Vermont 9/29/2023

B
Maryland 9/29/2023

B
Virgin Islands 9/29/2023

B
Massachusetts 9/29/2023

B
Virginia 9/29/2023

B
Michigan 9/29/2023

B
Washington 9/29/2023

B
Minnesota 9/29/2023

B
West Virginia 10/17/2023

B
Mississippi 9/29/2023

B
Wisconsin 9/29/2023

B
Missouri 9/29/2023

B
Wyoming 9/29/2023

B
Montana 9/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5100 Town Center Circle, Boca Raton, FL 33486
Boca Raton, FL
Registered with this firm since 10/12/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5100 Town Center Circle, Boca Raton, FL 33486
Boca Raton, FL
Registered with this firm since 9/29/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
5100 Town Center Circle, Boca Raton, FL 33486
Registered with this firm since 3/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/12/2021 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Boca Raton, FL
IA
09/10/2020 - 03/15/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
B
05/08/2008 - 03/15/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
IA
05/01/2008 - 05/14/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) NEW YORK, NY
B
04/29/2008 - 05/14/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) NEW YORK, NY
IA
05/29/2007 - 05/01/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
05/29/2007 - 05/01/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
10/20/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
B
08/16/2000 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
04/20/2000 - 09/15/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
02/09/1999 - 04/17/2000 GLENN MICHAEL FINANCIAL, INC. (CRD#:37912)
FINRA expelled the firm on 02/24/2003
MELVILLE, NY
B
08/06/1998 - 02/01/1999 HD BROUS & CO., INC. (CRD#:22062) GREAT NECK, NY
B
05/29/1998 - 08/07/1998 SCHNEIDER SECURITIES, INC. (CRD#:16434) DENVER, CO
B
01/08/1998 - 05/27/1998 SUNPOINT SECURITIES, INC. (CRD#:25442) LONGVIEW, TX
B
05/27/1997 - 10/07/1997 PHD CAPITAL (CRD#:38785) NEW YORK, NY
B
06/28/1995 - 03/11/1997 STERLING FOSTER & COMPANY, INC. (CRD#:36052)
FINRA expelled the firm on 09/09/1999
UNIONDALE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.