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MARK ALAN MCROBERT
CRD#: 2629305
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 CORNERSTONE OFFICE PARK
1530 CORNERSTONE BLVD
DAYTONA BEACH, FL 32117
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1995 - 2008 (12 years)2 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 4/18/2011

B
Indiana 4/18/2011

B
Arizona 4/18/2011

B
Kentucky 8/18/2020

B
California 4/18/2011

B
Massachusetts 1/4/2016

B
Connecticut 8/7/2019

B
Michigan 4/18/2011

B
Delaware 11/15/2022

B
New Jersey 4/18/2011

B
Florida 4/18/2011

B
New York 4/18/2011

IA
Florida 4/21/2011

B
Pennsylvania 4/18/2011

B
Georgia 4/18/2011

IA
Texas 4/18/2011

B
Illinois 4/18/2011

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
CORNERSTONE OFFICE PARK 1530 CORNERSTONE BLVD, DAYTONA BEACH, FL 32117
Registered with this firm since 4/18/2011

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
CORNERSTONE OFFICE PARK 1530 CORNERSTONE BLVD, DAYTONA BEACH, FL 32117
Registered with this firm since 4/18/2011

Previous Registration(s)
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IA
01/01/2008 - 04/19/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
01/01/2008 - 04/19/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
08/21/1995 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DAYTONA BEACH, FL
IA
08/21/1995 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DAYTONA BEACH, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.