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SHAWN MARIE URENA
SHAWN MARIE SPENCER, SHAWN MARIE TRUE
CRD#: 2627564
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6781 N PALM AVE STE 201
[RBO]
FRESNO, CA 93704
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2011 (8 years)
License(s)

State Registrations

B
Arizona 1/3/2011

B
Montana 8/29/2024

B
California 1/3/2011

B
Nevada 1/3/2011

IA
California 1/3/2011

B
New York 1/3/2011

B
Florida 4/10/2023

B
North Carolina 9/26/2019

B
Georgia 9/25/2020

B
Oregon 1/3/2011

B
Idaho 1/9/2015

B
Pennsylvania 9/21/2021

B
Kansas 4/27/2021

B
Texas 5/31/2024

B
Maine 1/3/2011

IA
Texas 5/31/2024

B
Massachusetts 1/3/2011

B
Utah 1/21/2025

B
Mississippi 5/19/2017

B
Washington 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6781 N PALM AVE STE 201 [RBO], FRESNO, CA 93704
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6781 N PALM AVE STE 201 [RBO], FRESNO, CA 93704
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
06/11/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
B
07/10/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.