Individual Firm
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CHARLES HAMILTON WOODWARD IV
CHARLES HAMILTON WOODWARD, SHAY WOODWARD IV
CRD#: 2627039
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 Yulee, FL
IFP SECURITIES, LLCCRD#: 297287 Yulee, FL
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1/2/2019
Financial
Final
State Registrations
IA
Florida 10/29/2013
IA
South Carolina 8/29/2014
B
Florida 5/25/2019
IA
Virginia 1/8/2015
IA
Georgia 1/13/2015
B
Virginia 5/2/2024
B
Georgia 4/26/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/07/2012 - 06/18/2019 | JACKSONVILLE, FL | |
IA | 08/30/2012 - 10/21/2013 | JACKSONVILLE, FL | |
IA | 07/21/1995 - 08/14/2012 | JACKSONVILLE, FL | |
B | 07/14/1995 - 08/14/2012 | JACKSONVILLE, FL | |
B | 07/14/1995 - 04/05/2006 | FORT WAYNE, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.