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Detailed Report
MATTHEW MCMASTER GAUDE
MATTHEW GAUDE
CRD#: 2626786
IA
Investment Adviser
B
Previous Broker
CWM, LLCCRD#: 155344 12640 Crabapple Rd, Ste 200
Milton, GA 30004
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2024 (8 years)IACWM, LLC (CRD# 155344)2024 - Present (<1 year)BFSC SECURITIES CORPORATION (CRD# 7461)2001 - 2015 (14 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)2002 - 2009 (6 years)BPRO-INTEGRITY SECURITIES, INC. (CRD# 44707)2000 - 2001 (<1 year)BE-INVEST, INC. (CRD# 18298)2000 - 2000 (<1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2003 - 2015 (12 years)IASOUTHLAND EQUITY PARTNERS (CRD# 154481)2010 - 2011 (<1 year)
License(s)

State Registrations

IA
Georgia 10/4/2024
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
12640 Crabapple Rd, Ste 200, Milton, GA 30004
Registered with this firm since 10/4/2024
Previous Registration(s)
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IA
 01/05/2016 - 10/04/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 01/04/2016 - 10/04/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Roswell, GA
IA
 05/14/2003 - 12/31/2015 FSC SECURITIES CORPORATION (CRD#:7461) ROSWELL, GA
B
 03/09/2001 - 12/31/2015 FSC SECURITIES CORPORATION (CRD#:7461) ROSWELL, GA
IA
 11/22/2010 - 03/15/2011 SOUTHLAND EQUITY PARTNERS (CRD#:154481) CUMMING, GA
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 04/02/2002 - 03/03/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
 10/16/2000 - 03/08/2001 PRO-INTEGRITY SECURITIES, INC. (CRD#:44707) LONGVIEW, TX
B
 03/10/2000 - 10/11/2000 E-INVEST, INC. (CRD#:18298) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.