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SONDRA JONES ROBBINS
SONDRA JONES BUTLER, SONDRA RENEE JONES
CRD#: 2626619
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7980 JEFFERSON HIGHWAY
BATON ROUGE, LA 70809
BATON ROUGE, LA 70809
CETERA INVESTMENT SERVICES LLCCRD#: 15340 7980 JEFFERSON HIGHWAY
BATON ROUGE, LA 70809
BATON ROUGE, LA 70809
0
Disclosures
29
Years of Experience
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State Registrations
B
Florida 8/31/2023
B
Nebraska 9/19/2022
B
Louisiana 8/10/2022
B
North Carolina 8/10/2022
IA
Louisiana 8/10/2022
B
South Carolina 8/10/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 8/10/2022
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Registered with this firm since 8/10/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2012 - 08/10/2022 | BATON ROUGE, LA | |
B | 02/10/2012 - 08/10/2022 | BATON ROUGE, LA | |
IA | 08/14/2009 - 02/13/2012 | GONZALES, LA | |
B | 07/02/2009 - 02/13/2012 | GONZALES, LA | |
B | 06/06/2008 - 07/02/2009 | BATON ROUGE, LA | |
B | 10/15/1996 - 05/27/2008 | BATON ROUGE, LA | |
B | 06/29/1995 - 10/10/1996 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.