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WILLIAM Anthony WARD
WILLIAM WARD, Liam Ward, William Anthony Ward
CRD#: 2626493
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 57 STATE ROUTE 23
WEST BELT PLAZA
WAYNE, NJ 07470-6936
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 35 MORRIS STREET
MORRISTOWN, NJ 07960
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2014 - 2019 (4 years)2 FIRMS2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2009 - 2014 (4 years)BE*TRADE SECURITIES LLC (CRD# 29106)2007 - 2008 (<1 year)BNFB INVESTMENT SERVICES CORP. (CRD# 25658)2004 - 2005 (<1 year)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)2001 - 2004 (2 years)BTRUSTED SECURITIES ADVISORS CORP. (CRD# 24049)1995 - 2001 (6 years)IAERNST & YOUNG INVESTMENT ADVIS... (CRD# 110921)2019 - 2021 (1 year)
License(s)

State Registrations

B
California 2/7/2022

IA
New Jersey 4/28/2021

B
Colorado 2/7/2022

B
New York 4/19/2021

B
Connecticut 3/30/2021

IA
New York 3/10/2022

B
Delaware 2/7/2022

B
North Carolina 2/7/2022

B
District of Columbia 2/7/2022

B
Ohio 2/7/2022

B
Florida 3/30/2021

B
Pennsylvania 3/30/2021

B
Georgia 2/9/2022

B
Rhode Island 2/14/2022

B
Maine 2/7/2022

B
South Carolina 2/7/2022

B
Maryland 2/8/2022

B
Texas 4/24/2021

B
Massachusetts 2/8/2022

IA
Texas 4/27/2021

B
Michigan 2/8/2022

B
Vermont 2/7/2022

B
New Hampshire 2/14/2022

B
Virginia 2/7/2022

B
New Jersey 4/19/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
57 STATE ROUTE 23 WEST BELT PLAZA, WAYNE, NJ 07470-6936
Registered with this firm since 4/27/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
35 MORRIS STREET, MORRISTOWN, NJ 07960
STATEN ISLAND, NY
Registered with this firm since 3/29/2021

Previous Registration(s)
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IA
10/11/2019 - 02/25/2021 ERNST & YOUNG INVESTMENT ADVISERS LLP (CRD#:110921) Staten Island, NY
IA
03/11/2014 - 01/11/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
03/10/2014 - 01/11/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/12/2009 - 03/04/2014 MORGAN STANLEY (CRD#:149777) JERSEY CITY, NJ
B
07/23/2007 - 03/31/2008 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
IA
02/21/2006 - 09/14/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
02/17/2006 - 09/14/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
IA
09/19/2005 - 01/19/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
B
09/19/2005 - 01/19/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
09/01/2004 - 07/08/2005 NFB INVESTMENT SERVICES CORP. (CRD#:25658) MELVILLE, NY
B
12/21/2001 - 08/24/2004 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
B
07/28/1995 - 12/18/2001 TRUSTED SECURITIES ADVISORS CORP. (CRD#:24049) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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