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Detailed Report
JAMES STUART OLSON
CRD#: 2626485
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2500 E COLORADO BLVD #225
PASADENA, CA 91107-6616
Registration History
19952000200520102015202020252 FIRMS2002 - 2004 (2 years)2 FIRMS2004 - Present (20 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1995 - 1999 (3 years)
License(s)

State Registrations

B
Arizona 7/15/2014
B
Pennsylvania 1/4/2005
B
California 5/6/2004
B
Rhode Island 6/6/2014
IA
California 5/6/2004
B
South Carolina 7/16/2019
B
Florida 1/17/2006
B
Texas 6/8/2004
B
Illinois 9/24/2013
IA
Texas 6/10/2004
B
Michigan 4/5/2021
B
Utah 7/5/2022
B
Nevada 3/28/2014
IA
Utah 9/13/2022
B
North Carolina 10/6/2010
B
Washington 7/22/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2500 E COLORADO BLVD #225, PASADENA, CA 91107-6616
HIDEOUT, UT
Registered with this firm since 5/6/2004
B
LPL FINANCIAL LLC (CRD#:6413)
2500 E COLORADO BLVD #225, PASADENA, CA 91107-6616
HIDEOUT, UT
Registered with this firm since 5/6/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/14/2002 - 05/07/2004 WADDELL & REED, INC. (CRD#:866) PASADENA, CA
B
 02/15/2002 - 05/07/2004 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
 07/28/1995 - 06/18/1999 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.