• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEVIN JAMES COLLEY
CRD#: 2625968
IA
Investment Adviser
B
Previous Broker
SALEM ADVISORY GROUP LLCCRD#: 145697 1332 POST ROAD
SUITE 2A
WELLS, ME 04090
Registration History
19952000200520102015202020252 FIRMS1995 - 1999 (3 years)IASALEM ADVISORY GROUP LLC (CRD# 145697)2009 - Present (15 years)BH. BECK, INC. (CRD# 1763)2009 - 2012 (2 years)BFSC SECURITIES CORPORATION (CRD# 7461)2000 - 2001 (<1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1999 - 2000 (1 year)IALIGHTHOUSE INVESTMENTS (CRD# 119974)2004 - 2009 (5 years)
Disclosure(s)
View By:
6/5/2018
Regulatory
Final
License(s)

State Registrations

IA
Florida 1/15/2015

IA
New Hampshire 2/11/2014

IA
Maine 8/20/2009

IA
Ohio 4/29/2019

IA
Massachusetts 1/2/2015

IA
Texas 1/11/2018

Current Registration(s)
IA
SALEM ADVISORY GROUP LLC (CRD#:145697)
1332 POST ROAD SUITE 2A, WELLS, ME 04090
Registered with this firm since 8/20/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/16/2009 - 01/10/2012 H. BECK, INC. (CRD#:1763) KENNENBUNK, ME
IA
03/25/2004 - 07/08/2009 LIGHTHOUSE INVESTMENTS (CRD#:119974) WELLS, ME
B
11/01/2000 - 01/01/2001 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
01/04/1999 - 10/31/2000 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
06/22/1995 - 01/21/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/22/1995 - 01/21/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.