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Detailed Report
DOUGLAS MICHAEL ANDRASSY
CRD#: 2624855
IA
Investment Adviser
MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 6050 OAK TREE BLVD
SUITE 500
CLEVELAND, OH 44131
Registration History
20132014201520162017201820192020202120222023202420252026IAMAI CAPITAL MANAGEMENT, LLC (CRD# 109807)2018 - Present (7 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2013 (<1 year)
License(s)

State Registrations

IA
Ohio 2/5/2018
Current Registration(s)
IA
MAI CAPITAL MANAGEMENT, LLC (CRD#:109807)
6050 OAK TREE BLVD SUITE 500, CLEVELAND, OH 44131
Registered with this firm since 2/5/2018
Previous Registration(s)
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IA
 05/03/2013 - 07/24/2013 LPL FINANCIAL LLC (CRD#:6413) CHAGRIN FALLS, OH
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.