Individual Firm
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GREGORY SCOTT KUPIEC
CRD#: 2624811
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 15 Brintons Bridge Road, Suite 100
West Chester, PA 19382
West Chester, PA 19382
LPL FINANCIAL LLCCRD#: 6413 15 BRINTONS BRIDGE RD STE 100
WEST CHESTER, PA 19382
WEST CHESTER, PA 19382
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11/22/2002
Customer Dispute
Settled
State Registrations
B
California 1/27/2015
B
New York 9/20/2019
B
Colorado 4/7/2005
B
North Carolina 1/3/2003
B
Delaware 1/6/2003
B
Ohio 8/25/2011
B
Florida 2/25/2003
B
Pennsylvania 1/6/2003
B
Georgia 3/20/2012
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Pennsylvania 12/1/2017
B
Maryland 4/7/2003
B
Tennessee 8/10/2023
B
Massachusetts 5/28/2014
B
Virginia 9/10/2013
B
New Jersey 1/3/2003
SRO Registrations
B
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Registered with this firm since 12/1/2017
B
Registered with this firm since 1/2/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2001 - 12/02/2002 | PURCHASE, NY | |
B | 06/18/1996 - 04/02/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.