Individual Firm
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MITCHELL SCOTT BENSON
CRD#: 2624200
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1301 W LONG LAKE RD
STE 270
TROY, MI 48098
STE 270
TROY, MI 48098
View By:
10/26/2017
Customer Dispute
Denied
State Registrations
B
Arizona 1/13/2023
B
Minnesota 2/10/2021
B
California 6/24/2024
B
Missouri 5/4/2023
B
Connecticut 12/9/2024
B
New Mexico 3/1/2023
B
Delaware 3/31/2022
B
New York 1/30/2013
B
District of Columbia 1/6/2015
B
North Carolina 6/26/2009
B
Florida 6/26/2009
B
Ohio 6/20/2018
B
Illinois 6/26/2009
B
Oklahoma 4/12/2024
B
Indiana 6/15/2021
B
Rhode Island 10/7/2015
B
Louisiana 10/15/2020
B
Texas 8/24/2022
B
Michigan 6/26/2009
IA
Texas 8/24/2022
IA
Michigan 6/11/2010
B
Wisconsin 4/19/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/11/2010
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Registered with this firm since 6/26/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/17/2009 - 09/08/2011 | TROY, MI | |
B | 02/11/2005 - 07/21/2009 | BLOOMFIELD HILLS, MI | |
B | 07/01/2003 - 02/14/2005 | ST. LOUIS, MO | |
B | 05/14/1999 - 07/01/2003 | NEW YORK, NY | |
IA | 05/14/1999 - 02/05/2003 | W. BLOOMFIELD, MI | |
B | 07/20/1995 - 05/26/1999 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.