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MICHAEL PATRICK CREGAN
CRD#: 2623911
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 Linden Oaks
Suite 200
Rochester, NY 14625
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1998 (2 years)2 FIRMS2008 - 2013 (5 years)IAMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2008 (4 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2003 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2001 (2 years)BINVESTORS ASSOCIATES, INC. (CRD# 958)1995 - 1996 (<1 year)
Disclosure(s)
View By:
11/6/2002
Customer Dispute
Denied
2/16/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 2/3/2015

B
Nebraska 2/3/2015

B
Arizona 4/23/2014

B
Nevada 2/3/2015

B
California 2/3/2015

B
New Hampshire 2/3/2015

B
Colorado 2/3/2015

B
New Jersey 9/4/2013

B
Connecticut 2/3/2015

B
New Mexico 2/3/2015

B
Delaware 2/3/2015

B
New York 9/4/2013

B
District of Columbia 2/3/2015

IA
New York 6/16/2021

B
Florida 10/8/2013

B
North Carolina 9/4/2013

B
Georgia 4/23/2014

B
Ohio 2/4/2015

B
Hawaii 2/3/2015

B
Oregon 2/3/2015

B
Illinois 2/3/2015

B
Pennsylvania 9/4/2013

B
Indiana 2/3/2015

B
Rhode Island 2/3/2015

B
Kansas 8/16/2021

B
South Carolina 2/3/2015

B
Kentucky 2/3/2015

B
Tennessee 2/3/2015

B
Louisiana 1/2/2024

B
Texas 2/3/2015

B
Maine 9/4/2013

IA
Texas 5/14/2020

B
Maryland 2/3/2015

B
Utah 4/23/2014

B
Massachusetts 4/23/2014

B
Vermont 9/4/2013

B
Michigan 2/3/2015

B
Virgin Islands 1/5/2022

B
Minnesota 2/3/2015

B
Virginia 10/8/2013

B
Mississippi 2/3/2015

B
Washington 2/18/2015

B
Missouri 4/22/2014

B
Wisconsin 2/18/2015

B
Montana 2/3/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 Linden Oaks Suite 200, Rochester, NY 14625
Registered with this firm since 5/14/2020

B
MORGAN STANLEY (CRD#:149777)
300 Linden Oaks Suite 200, Rochester, NY 14625
Registered with this firm since 9/4/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/04/2008 - 09/17/2013 RBC CAPITAL MARKETS, LLC (CRD#:31194) ROCHESTER, NY
B
02/01/2008 - 09/17/2013 RBC CAPITAL MARKETS, LLC (CRD#:31194) ROCHESTER, NY
B
11/07/2003 - 02/08/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ROCHESTER, NY
B
07/01/2003 - 11/17/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
02/23/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/07/1998 - 02/28/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/29/1996 - 09/02/1998 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670)
B
02/28/1996 - 09/02/1998 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670) PORTLAND, OR
B
06/14/1995 - 02/29/1996 INVESTORS ASSOCIATES, INC. (CRD#:958)
FINRA expelled the firm on 05/14/1998
HACKENSACK, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.