Individual Firm
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WILLIAM LONG LYNCH
CRD#: 2623124
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 37 W. FAIRMONT AVENUE
SUITE 211
SAVANNAH, GA 31406
SUITE 211
SAVANNAH, GA 31406
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9/11/2009
Customer Dispute
Denied
State Registrations
B
Arizona 3/5/2020
IA
North Carolina 5/21/2024
IA
Arizona 3/10/2020
B
Rhode Island 9/14/2017
B
Florida 1/8/2025
IA
Rhode Island 9/20/2017
IA
Florida 1/9/2025
B
South Carolina 5/6/2014
B
Georgia 5/6/2014
IA
South Carolina 8/11/2015
IA
Georgia 8/29/2014
B
Tennessee 7/23/2021
B
Missouri 10/22/2020
B
Virginia 8/21/2014
B
New York 10/22/2020
IA
Virginia 9/25/2017
B
North Carolina 5/21/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/29/2014
B
Registered with this firm since 5/6/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2014 - 08/04/2014 | SAVANNAH, GA | |
IA | 02/13/2013 - 05/23/2014 | SAVANNAH, GA | |
B | 02/13/2013 - 05/23/2014 | SAVANNAH, GA | |
IA | 07/27/2005 - 02/13/2013 | SAVANNAH, GA | |
B | 07/22/2005 - 02/13/2013 | SAVANNAH, GA | |
IA | 01/13/2005 - 07/28/2005 | SAVANNAH, GA | |
B | 12/13/2002 - 07/28/2005 | ATLANTA, GA | |
B | 09/27/2002 - 12/16/2002 | DURHAM, NC | |
B | 01/02/2002 - 08/28/2002 | NEW YORK, NY | |
B | 01/07/1997 - 01/02/2002 | ATLANTA, GA | |
B | 10/12/1995 - 01/20/1997 | EL SEGUNDO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.