Individual Firm
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LINDA ANN SCHNELL
LINDA ANN CREIGHTON
CRD#: 2622613
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
View By:
6/8/2023
Customer Dispute
Settled
12/15/2008
Customer Dispute
Denied
State Registrations
B
Arizona 6/14/2019
B
Nevada 1/2/2020
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 8/26/2020
IA
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 8/28/2024
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 7/7/2010
B
Rhode Island 8/17/2016
B
Idaho 4/18/2018
B
South Carolina 3/16/2023
B
Illinois 1/5/2011
B
Texas 6/1/2009
B
Maine 8/13/2020
IA
Texas 4/2/2020
B
Maryland 3/6/2013
B
Vermont 7/8/2022
B
Massachusetts 3/10/2016
B
Virginia 1/11/2024
B
Missouri 1/26/2012
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/06/2002 - 06/01/2009 | PARAMUS, NJ | |
B | 11/09/2001 - 06/01/2009 | PARAMUS, NJ | |
B | 07/14/1995 - 11/16/2001 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.