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LANCE LYNN ALTHEIDE
CRD#: 2622202
IA
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AMERICAN INDEPENDENT SECURITIES GROUP, LLCCRD#: 135288 1107 West Bay Drive
Unit 101 Suite B
Olympia, WA 98502
Unit 101 Suite B
Olympia, WA 98502
0
Disclosures
29
Years of Experience
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State Registrations
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Alaska 1/25/2019
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New York 5/26/2022
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Arizona 11/3/2016
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Oregon 11/28/2022
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California 11/3/2016
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Washington 11/3/2016
B
Florida 11/3/2016
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Washington 11/3/2016
B
Idaho 11/3/2016
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Wisconsin 4/6/2019
SRO Registrations
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Registered with this firm since 11/3/2016
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Registered with this firm since 11/3/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2009 - 11/02/2016 | OLYMPIA, WA | |
B | 04/14/2009 - 11/02/2016 | OLYMPIA, WA | |
IA | 04/07/2008 - 04/20/2009 | OLYMPIA, WA | |
B | 04/07/2008 - 04/20/2009 | OLYMPIA, WA | |
IA | 09/21/1998 - 04/07/2008 | OLYMPIA, WA | |
B | 06/16/1995 - 04/07/2008 | OLYMPIA, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.