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Detailed Report
SANDRA PATRICIA ANDERSON
SANDRA PATRICIA SARMIENTO
CRD#: 2621278
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2825 N. UNIVERSITY DRIVE
SUITE 400
CORAL SPRINGS, FL 33065
Registration History
19952000200520102015202020252 FIRMS1995 - 2007 (11 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Colorado 9/8/2023
B
North Carolina 9/8/2023
B
District of Columbia 9/8/2023
B
Ohio 9/8/2023
B
Florida 9/8/2023
B
Pennsylvania 9/8/2023
IA
Florida 9/11/2023
B
Rhode Island 9/8/2023
B
Georgia 9/8/2023
B
South Carolina 10/30/2024
B
Illinois 9/8/2023
B
Tennessee 9/8/2023
B
Massachusetts 9/8/2023
B
Texas 9/8/2023
B
Michigan 9/8/2023
IA
Texas 9/8/2023
B
New Jersey 9/8/2023
B
Virginia 9/8/2023
B
New York 9/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2825 N. UNIVERSITY DRIVE SUITE 400, CORAL SPRINGS, FL 33065
Registered with this firm since 9/8/2023
B
MORGAN STANLEY (CRD#:149777)
2825 N. UNIVERSITY DRIVE SUITE 400, CORAL SPRINGS, FL 33065
Registered with this firm since 9/8/2023
Previous Registration(s)
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IA
 09/13/2013 - 09/19/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOCA RATON, FL
B
 09/11/2013 - 09/19/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOCA RATON, FL
IA
 06/01/2009 - 09/16/2013 MORGAN STANLEY (CRD#:149777) CORAL SPRINGS, FL
B
 06/01/2009 - 09/16/2013 MORGAN STANLEY (CRD#:149777) CORAL SPRINGS, FL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CORAL SPRINGS, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CORAL SPRINGS, FL
IA
 06/09/1995 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BOCA RATON, FL
B
 06/01/1995 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.