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Heather Eckles
Heather Marie Gifford, Heather Gifford, HEATHER MARIE JOHNSON
CRD#: 2620449
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Baltimore, MD
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Disclosures
29
Years of Experience
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State Registrations
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Alabama 6/21/2019
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Nebraska 6/21/2019
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Alaska 6/21/2019
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Nevada 6/21/2019
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Arizona 6/21/2019
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New Hampshire 6/21/2019
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Arkansas 6/21/2019
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New Jersey 6/21/2019
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California 6/21/2019
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New Jersey 11/9/2020
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Colorado 6/21/2019
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New Mexico 6/21/2019
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Connecticut 6/20/2019
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New York 6/20/2019
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Connecticut 6/21/2019
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New York 4/19/2021
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Delaware 6/21/2019
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North Carolina 6/21/2019
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District of Columbia 6/21/2019
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North Dakota 6/21/2019
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Florida 6/21/2019
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Ohio 6/21/2019
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Georgia 6/21/2019
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Oklahoma 6/21/2019
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Hawaii 6/21/2019
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Oregon 6/21/2019
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Idaho 6/21/2019
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Pennsylvania 6/21/2019
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Illinois 6/21/2019
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Puerto Rico 6/21/2019
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Indiana 6/21/2019
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Rhode Island 6/21/2019
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Iowa 6/21/2019
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South Carolina 6/21/2019
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Kansas 6/21/2019
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South Dakota 6/21/2019
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Kentucky 6/21/2019
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Tennessee 6/21/2019
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Louisiana 6/21/2019
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Texas 6/21/2019
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Maine 6/21/2019
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Texas 6/24/2019
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Maryland 6/21/2019
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Utah 6/21/2019
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Maryland 10/9/2024
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Vermont 6/21/2019
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Massachusetts 6/21/2019
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Virgin Islands 6/21/2019
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Michigan 6/21/2019
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Virginia 6/21/2019
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Minnesota 6/21/2019
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Washington 6/21/2019
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Mississippi 6/21/2019
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West Virginia 6/21/2019
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Missouri 6/21/2019
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Wisconsin 6/21/2019
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Montana 6/21/2019
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Wyoming 6/21/2019
SRO Registrations
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Registered with this firm since 6/21/2019
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Registered with this firm since 6/20/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/17/2007 - 04/23/2019 | WEEHAWKEN, NJ | |
B | 04/17/2007 - 04/23/2019 | WEEHAWKEN, NJ | |
IA | 09/06/2006 - 03/29/2007 | CHESAPEAKE, VA | |
B | 09/06/2006 - 03/29/2007 | CHESAPEAKE, VA | |
IA | 03/26/1997 - 09/06/2006 | VOORHEES, NJ | |
B | 11/14/1995 - 09/06/2006 | VOORHEES, NJ | |
B | 11/14/1995 - 07/03/2006 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.