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ROSA H SUN
CRD#: 2620337
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 600 CITY PARKWAY WEST
SUITE 210
ORANGE, CA 92868
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1995 - 2024 (29 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2024 (23 years)
License(s)

State Registrations

B
California 11/14/2024

B
Oregon 11/14/2024

IA
California 11/14/2024

B
Texas 1/16/2025

B
Nevada 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
600 CITY PARKWAY WEST SUITE 210, ORANGE, CA 92868
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
600 CITY PARKWAY WEST SUITE 210, ORANGE, CA 92868
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2001 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ORANGE, CA
B
06/15/1995 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ORANGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.