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CHADWICK DANIEL RICHARDS
CHAD RICHARDS
CRD#: 2620315
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 100 BLUEGRASS COMMONS BLVD # 2100
HENDERSONVILLE, TN 37075
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BWADDELL & REED (CRD# 866)1995 - 2021 (26 years)IAWADDELL & REED (CRD# 866)2003 - 2021 (18 years)
License(s)

State Registrations

B
Alabama 7/21/2021

B
Mississippi 7/21/2021

B
Arizona 7/21/2021

B
Missouri 7/21/2021

B
Arkansas 7/21/2021

B
Nevada 10/12/2022

B
California 7/21/2021

B
New York 7/21/2021

B
Colorado 7/21/2021

B
North Carolina 7/21/2021

B
Florida 7/21/2021

B
Ohio 12/2/2021

B
Georgia 7/21/2021

B
South Carolina 7/21/2021

B
Illinois 7/21/2021

B
Tennessee 7/21/2021

B
Indiana 7/21/2021

IA
Tennessee 7/21/2021

B
Kentucky 7/21/2021

B
Texas 1/25/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
100 BLUEGRASS COMMONS BLVD # 2100, HENDERSONVILLE, TN 37075
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
100 BLUEGRASS COMMONS BLVD # 2100, HENDERSONVILLE, TN 37075
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/12/2003 - 07/21/2021 WADDELL & REED (CRD#:866) HENDERSONVILLE, TN
B
05/25/1995 - 07/21/2021 WADDELL & REED (CRD#:866) HENDERSONVILLE, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.