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AMY LYNN CURLEY
AMY RICE CURLEY, AMY LYNN RICE
CRD#: 2620199
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Arizona 10/22/2014
B
Nevada 10/22/2014
B
California 10/22/2014
B
New Jersey 10/22/2014
B
Colorado 10/22/2014
B
New York 10/22/2014
B
Connecticut 10/22/2014
IA
New York 6/16/2021
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Connecticut 10/22/2014
B
North Carolina 10/22/2014
B
Delaware 10/22/2014
B
Ohio 10/22/2014
B
District of Columbia 4/26/2022
B
Oregon 10/22/2014
B
Florida 10/22/2014
B
Pennsylvania 10/22/2014
B
Georgia 10/22/2014
B
Rhode Island 5/10/2021
B
Hawaii 10/22/2014
B
South Carolina 10/22/2014
B
Illinois 10/22/2014
B
South Dakota 8/22/2023
B
Indiana 10/17/2017
B
Tennessee 2/23/2021
B
Iowa 1/19/2016
B
Texas 10/22/2014
B
Kansas 10/22/2014
IA
Texas 10/22/2014
B
Maine 10/22/2014
B
Vermont 10/22/2014
B
Maryland 10/22/2014
B
Virginia 10/22/2014
B
Massachusetts 10/22/2014
B
Washington 10/22/2014
B
Michigan 10/22/2014
B
Wisconsin 10/22/2014
B
Minnesota 10/22/2014
SRO Registrations
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B
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IA
Registered with this firm since 10/22/2014
B
Registered with this firm since 10/22/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2009 - 10/27/2014 | GARDEN CITY, NY | |
B | 09/08/2006 - 10/27/2014 | GARDEN CITY, NY | |
B | 11/22/2005 - 08/17/2006 | NEW YORK, NY | |
B | 03/28/2000 - 12/16/2003 | NEW YORK, NY | |
B | 07/26/1999 - 04/12/2000 | BOSTON, MA | |
B | 09/02/1998 - 07/02/1999 | NEW YORK, NY | |
B | 06/02/1997 - 08/17/1998 | BOSTON, MA | |
B | 08/07/1995 - 05/14/1997 | NEW YORK, NY |
GARDEN CITY, NY
07/14/2009 - 10/27/2014
GARDEN CITY, NY
09/08/2006 - 10/27/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.