• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAVID LEE RHODES
CRD#: 2620006
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1920 W VILLA MARIA
SUITE 307
BRYAN, TX 77807
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1920 W VILLA MARIA
SUITE 307
BRYAN, TX 77807
Registration History
19952000200520102015202020252 FIRMS1999 - 2011 (11 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2011 - 2019 (8 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1999 - 2006 (6 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1995 - 1999 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2011 - 2021 (10 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2011 - 2011 (<1 year)
Disclosure(s)
View By:
8/19/2024
Customer Dispute
Settled
11/18/2021
Customer Dispute
Settled
6/17/2013
Regulatory
Final
10/28/2011
Customer Dispute
Denied
2/23/2011
Employment Separation After Allegations
12/27/2010
Customer Dispute
Closed-No Action
6/1/2007
Customer Dispute
Settled
8/23/2005
Customer Dispute
Settled
8/10/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 2/2/2024

B
Missouri 8/27/2024

B
California 9/20/2019

B
New Mexico 9/20/2019

B
Florida 5/25/2021

B
Texas 9/20/2019

B
Georgia 9/20/2019

IA
Texas 6/29/2023

B
Maryland 1/17/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1920 W VILLA MARIA SUITE 307, BRYAN, TX 77807
COLLEGE STATION, TX
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1920 W VILLA MARIA SUITE 307, BRYAN, TX 77807
COLLEGE STATION, TX
Registered with this firm since 9/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/20/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
05/17/2011 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) BRYAN, TX
B
03/23/2011 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BRYAN, TX
IA
03/23/2011 - 03/23/2011 SUMMIT FINANCIAL GROUP INC (CRD#:109485) BRYAN, TX
IA
05/27/1999 - 02/23/2011 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DALLAS, TX
B
05/26/1999 - 02/23/2011 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DALLAS, TX
B
05/26/1999 - 04/06/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
06/05/1995 - 06/25/1999 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.