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J Kim Simmons
J KIM SIMMONS
CRD#: 2619812
IA
B
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 8191 Southpark Ln., # 113
Littleton, CO 80120
Littleton, CO 80120
0
Disclosures
29
Years of Experience
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State Registrations
B
Arizona 12/19/2024
B
Hawaii 12/19/2024
B
California 12/19/2024
B
Nebraska 12/19/2024
B
Colorado 12/19/2024
B
South Carolina 12/19/2024
IA
Colorado 12/19/2024
SRO Registrations
B
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IA
Registered with this firm since 12/19/2024
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Registered with this firm since 12/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/07/2019 - 12/20/2024 | LITTLETON, CO | |
B | 06/07/2019 - 12/20/2024 | LITTLETON, CO | |
IA | 01/01/1999 - 06/10/2019 | Littleton, CO | |
B | 06/19/1997 - 06/10/2019 | Littleton, CO | |
B | 06/19/1997 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 05/22/1995 - 06/11/1997 | WAVERLY, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.